Guosheng Securities announced that the company previously received a notice of filing a case from the China Securities Regulatory Commission on July 31, 2026, and the case was filed for allegedly violating regulations such as the real-name account system. On September 24, 2026, the company and related parties received the “Advance Notice of Administrative Penalties” and “Advance Notice of Administrative Supervision Measures” from the Jiangxi Securities Regulatory Bureau, which intend to give the company a warning and fine of 290,000 yuan, order corrections, and suspend the opening of a new securities account for 3 months.

Guosheng Securities announced that the company previously received a notice of filing a case from the China Securities Regulatory Commission on July 31, 2026, and the case was filed for allegedly violating regulations such as the real-name account system. On September 24, 2026, the company and related parties received the “Advance Notice of Administrative Penalties” and “Advance Notice of Administrative Supervision Measures” from the Jiangxi Securities Regulatory Bureau, which intend to give the company a warning and fine of 290,000 yuan, order corrections, and suspend the opening of a new securities account for 3 months.