China Securities Regulatory Commission plans to reward “whistleblowers” for leading leads in 17 cases

The Zhitong Finance App learned that according to news from the Securities Regulatory Commission on September 18, recently, the China Securities Regulatory Commission plans to reward 17 “whistleblowers” who provided case clues in accordance with the “Securities Law” and other relevant laws and regulations in accordance with the law. From September 18, 2026 to December 18, 2026, the “whistleblower” with 17 case leads can log on to the “Whistleblower” reward section on the official website of China Securities Investor Protection Fund Co., Ltd. to apply for a reward. Failure to confirm registration as required after the deadline is considered a waiver of the reward. According to the “Provisions on Reward Work for “Whistleblowers” for Securities and Futures Offenses, anonymous “whistleblowers” are required to provide additional real-name information and “whistleblower” supporting documents as required; if a “whistleblower” is an internally informed person, they must provide corresponding identification documents, and those who cannot provide proof of identity as an internally informed person shall be rewarded according to the general “whistleblower”. The Securities Regulatory Commission keeps “whistleblower” information strictly confidential according to law.

The original text is as follows:

China Securities Regulatory Commission plans to reward “whistleblowers” for leading leads in 17 cases

Recently, the China Securities Regulatory Commission plans to reward “whistleblowers” who provide clues to the following cases in accordance with the “Securities Law” and other relevant laws and regulations in accordance with the law:

(1) Shenyang Yuanda Intelligent Industry Group Co., Ltd. Information Disclosure Violation Case (Administrative Penalty Decision of the Liaoning Securities Regulatory Bureau [2025] No. 8)

(2) Xinjiang Guannong Co., Ltd. Information Disclosure Violation Case (Xinjiang Securities Regulatory Bureau Administrative Penalty Decision [2023] No. 4)

(3) Hainan Dadonghai Tourism Center Co., Ltd. violates the information disclosure law (Hainan Securities Regulatory Bureau Administrative Penalty Decision [2023] No. 1)

(4) Jilin Liyuan Refining Co., Ltd. Information Disclosure Violation Case (Jilin Securities Regulatory Bureau Administrative Penalty Decision [2022] No. 2)

(5) Information disclosure violation cases of Jilin Huawei Electronics Co., Ltd. and Shanghai Pengsheng Technology Industrial Co., Ltd. (Jilin Securities Regulatory Bureau Administrative Penalty Decision [2025] No. 1, Jilin Securities Regulatory Bureau Administrative Penalty Decision [2025] No. 2)

(6) Shandong Weiming Biomedical Co., Ltd. and Pan Aihua's information disclosure violation case (Shandong Securities Regulatory Bureau Administrative Penalty Decision [2024] No. 3)

(7) Shenzhen Zhongqingbao Interactive Network Co., Ltd. and Li Ruijie and Zhang Yunxia's information disclosure violation case (Shenzhen Securities Regulatory Bureau Administrative Penalty Decision [2025] No. 1)

(8) Case of Shanshan Holdings Co., Ltd. not fulfilling its obligations in accordance with regulations (Administrative Penalty Decision of the Liaoning Securities Regulatory Bureau [2024] No. 3)

(9) Shandong Molong Petroleum Machinery Co., Ltd. Information Disclosure Violation Case (Shandong Securities Regulatory Bureau Administrative Penalty Decision [2021] No. 10)

(10) Beijing Yingding Education Technology Co., Ltd. Information Disclosure Violation Case (Beijing Securities Regulatory Bureau Administrative Penalty Decision [2021] No. 21, Beijing Securities Regulatory Bureau Administrative Penalty Decision [2022] No. 20, Beijing Securities Regulatory Bureau Administrative Penalty Decision [2022] No. 21, Beijing Securities Regulatory Bureau Administrative Penalty Decision [2022] No. 22)

(11) Case of Lin Mupeng and Xia Mouxiu insider trading shares of Chengdu Huashen Technology Group Co., Ltd. (Guangdong Securities Regulatory Bureau Administrative Penalty Decision [2025] No. 18, Guangdong Securities Regulatory Bureau Administrative Penalty Decision [2025] No. 23)

(12) Case where Tianji International Accounting Firm (Special General Partnership) failed to diligently and conscientiously falsify, tamper with, and damage the draft of the audit work in the audit of the annual report of Jiangxi Qixin Group Co., Ltd. (China Securities Regulatory Commission Administrative Penalty Decision [2024] No. 78, China Securities Regulatory Commission Administrative Penalty Decision [2024] No. 109)

(13) Case of Lide Capital Management Co., Ltd. violating private equity regulations (Shandong Securities Regulatory Bureau Administrative Penalty Decision [2025] No. 40)

(14) Case of violation of private equity regulations by Yihua Enterprise (Group) Co., Ltd. and Shantou Yihua Investment Co., Ltd. (Guangdong Securities Regulatory Bureau Administrative Penalty Decision [2025] No. 14)

(15) Case of Guangdong Huadi Investment Group Co., Ltd. violating private equity regulations (Guangdong Securities Regulatory Bureau Administrative Penalty Decision [2025] No. 2)

(16) The case of Yongzhou Longteng Investment Management Co., Ltd. illegally operating securities business

(17) The case of Wang Zhengyuan illegally operating a securities investment consulting business

China Securities Investor Protection Fund Co., Ltd. assisted the China Securities Regulatory Commission in processing the registration of the “Whistleblower” reward application. From September 18, 2026 to December 18, 2026, the “whistleblower” with the above 17 case leads can log on to the “Whistleblower” reward section on the official website of China Securities Investor Protection Fund Co., Ltd. to apply for a reward. Failure to confirm registration as required after the deadline is considered a waiver of the reward.

According to the “Provisions on Reward Work for “Whistleblowers” for Securities and Futures Offenses, anonymous “whistleblowers” are required to provide additional real-name information and “whistleblower” supporting documents as required; if a “whistleblower” is an internally informed person, they must provide corresponding identification documents, and those who cannot provide proof of identity as an internally informed person shall be rewarded according to the general “whistleblower”. I will keep the “whistleblower” information strictly confidential according to law.

This article was selected from the “Securities Regulatory Commission Release” WeChat account, Zhitong Finance Editor: Feng Qiuyi.