Reporters learned from many sources that recently, a number of brokerage firms have tightened programmatic transaction access for individual customers with the aim of further implementing the “Securities Company Trading Information System Access Management Code” issued by the two associations on August 28 this year. According to the requirements related to documents, individual investors are strictly prohibited from carrying out programmatic transactions through “external connection” methods, including document interaction services, etc. The reporter also learned that a number of brokerage firms are cleaning up the stock illegal access business of individual investors relying on anti-investment strategies to connect with the brokerage system. At present, the regulatory and brokerage industry has fully initiated the rectification of external systems, and a number of brokerage firms have set up special working groups to push forward the investigation, shutdown of authority, and inventory removal. The industry expects that the first phase of this rectification will be completed in November this year.

Reporters learned from many sources that recently, a number of brokerage firms have tightened programmatic transaction access for individual customers with the aim of further implementing the “Securities Company Trading Information System Access Management Code” issued by the two associations on August 28 this year. According to the requirements related to documents, individual investors are strictly prohibited from carrying out programmatic transactions through “external connection” methods, including document interaction services, etc. The reporter also learned that a number of brokerage firms are cleaning up the stock illegal access business of individual investors relying on anti-investment strategies to connect with the brokerage system. At present, the regulatory and brokerage industry has fully initiated the rectification of external systems, and a number of brokerage firms have set up special working groups to push forward the investigation, shutdown of authority, and inventory removal. The industry expects that the first phase of this rectification will be completed in November this year.