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The supervisory authorities intend to systematically regulate the access process of brokerage transaction information systems. The relevant self-regulatory management documents are currently in the process of being revised and are expected to be issued within this year. The draft submitted for review mentioned that brokerage firms should carry out access to transaction information systems in accordance with the law, fully evaluate their capabilities and customer transaction needs, and under the same conditions should guide customers to prioritize the use of trading terminals provided by brokerage firms, carefully provide trading system access services, treat customers with transaction information access fairly, and must not provide differentiated technical or business resource arrangements for specific access customers.

Zhitongcaijing·07/31/2026 08:09:10
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The supervisory authorities intend to systematically regulate the access process of brokerage transaction information systems. The relevant self-regulatory management documents are currently in the process of being revised and are expected to be issued within this year. The draft submitted for review mentioned that brokerage firms should carry out access to transaction information systems in accordance with the law, fully evaluate their capabilities and customer transaction needs, and under the same conditions should guide customers to prioritize the use of trading terminals provided by brokerage firms, carefully provide trading system access services, treat customers with transaction information access fairly, and must not provide differentiated technical or business resource arrangements for specific access customers.