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The Hong Kong Securities Regulatory Commission temporarily suspended the license of Li Sijia, the responsible officer, head of core functions and director of Dongtai Securities Limited for three months and two weeks, from December 1, 2025 to March 14, 2026. The Hong Kong Securities Regulatory Commission has previously sanctioned Dongtai because the company involved the unauthorized sale of clients' securities and the absence of transfers of clients' funds between September 6, 2019 and February 18, 2020. The Hong Kong Securities Regulatory Commission believes that Dongtai's absence can be attributed to Li Sijia's negligence as a responsible person and senior management member at a critical time.

Zhitongcaijing·12/03/2025 08:57:07
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The Hong Kong Securities Regulatory Commission temporarily suspended the license of Li Sijia, the responsible officer, head of core functions and director of Dongtai Securities Limited for three months and two weeks, from December 1, 2025 to March 14, 2026. The Hong Kong Securities Regulatory Commission has previously sanctioned Dongtai because the company involved the unauthorized sale of clients' securities and the absence of transfers of clients' funds between September 6, 2019 and February 18, 2020. The Hong Kong Securities Regulatory Commission believes that Dongtai's absence can be attributed to Li Sijia's negligence as a responsible person and senior management member at a critical time.