Shenzhen Stock Exchange: From December 12 to December 18, the firm took disciplinary action on 1 case of violation involving information disclosure and regulation of operation; issued a supervisory letter for 7 cases of violation involving information disclosure and regulatory operation violations. Twenty-two additional communications were sent this week. From December 15 to December 19, the firm adopted self-regulatory measures for a total of 123 cases of abnormal securities transactions, involving abnormal trading situations such as intraday suppression and false declarations; a total of 3 suspected illegal cases were reported to the Securities Regulatory Commission. This week, in response to the sponsor representative's irregularity in the stock issuance and listing application project, the firm took supervisory measures to interview a member's relevant sponsor representative.

Shenzhen Stock Exchange: From December 12 to December 18, the firm took disciplinary action on 1 case of violation involving information disclosure and regulation of operation; issued a supervisory letter for 7 cases of violation involving information disclosure and regulatory operation violations. Twenty-two additional communications were sent this week. From December 15 to December 19, the firm adopted self-regulatory measures for a total of 123 cases of abnormal securities transactions, involving abnormal trading situations such as intraday suppression and false declarations; a total of 3 suspected illegal cases were reported to the Securities Regulatory Commission. This week, in response to the sponsor representative's irregularity in the stock issuance and listing application project, the firm took supervisory measures to interview a member's relevant sponsor representative.