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At the 8th General Meeting of the China Securities Association, Chairman Wu Qing of the Securities Regulatory Commission said that safe development is the bottom line of the industry. Institutions need to strengthen their awareness of compliance and risk control, improve rigid requirements for corporate governance and employee management, clarify the boundaries of authority and responsibility, and prevent internal intervention. Strengthen related transaction management and compliance education, improve the fairness of transaction services, and strictly prevent illegal transactions and market order disruptions. Focus on risks in areas such as securities financing, OTC business, etc., as well as key risk points such as credit, liquidity, and compliance, to prevent them before they occur; strengthen research and judgment on new industry formats and businesses, and respond to market concerns in a timely manner.

智通財經·12/06/2025 07:41:01
語音播報
At the 8th General Meeting of the China Securities Association, Chairman Wu Qing of the Securities Regulatory Commission said that safe development is the bottom line of the industry. Institutions need to strengthen their awareness of compliance and risk control, improve rigid requirements for corporate governance and employee management, clarify the boundaries of authority and responsibility, and prevent internal intervention. Strengthen related transaction management and compliance education, improve the fairness of transaction services, and strictly prevent illegal transactions and market order disruptions. Focus on risks in areas such as securities financing, OTC business, etc., as well as key risk points such as credit, liquidity, and compliance, to prevent them before they occur; strengthen research and judgment on new industry formats and businesses, and respond to market concerns in a timely manner.