Japan SESC seeks administrative penalty order over ex-Mitsubishi insider trading case

• Japan’s Securities and Exchange Surveillance Commission recommended an administrative monetary penalty against a former Mitsubishi Corp employee for insider trading.
• The case involves alleged violations of the Financial Instruments and Exchange Act tied to trading on material non-public information.
• Mitsubishi cooperated with regulators, ran an internal review, terminated the employee, and pledged tighter controls over confidential information.

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